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KNOWLEDGE CHECK

Defined contribution plans
Internal controls/service organizations

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* What are some of the items the auditor should consider in evaluating the plan and its environment?

The Plan document and related amendments, adoption agreements, tax determination letters.

Lists of related parties and parties in interest, and the nature of any transactions between them and the plan.

A review of the manufacturing processes, if the plan sponsor is a manufacturer.

The Plan document and related amendments, adoption agreements, tax determination letters as well as Lists of related parties and parties in interest, and the nature of any transactions between them and the plan.

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KNOWLEDGE CHECK

Defined contribution plans Internal controls/service organizations

Defined contribution plans Internal controls/service organizations

Check your knowledge on this topic

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Defined contribution plans
Internal controls/service organizations

Defined contribution plans
Internal controls/service organizations