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Technical

Professional Ethics Most Frequent Violations of Professional Standards Employee Benefit Plan Investigations Logo aicpa

  Free for EBPAQC members |   AICPA |   2015 |   AICPA.org

The AICPA Professional Ethics Division has compiled this list of quality issues found in its investigations of employee benefit plan audits over the last two years.

Topics covered:
  • Employee benefit plan auditing: Technical: Defined contribution plans, Foundational
  • Employee benefit plan auditing: Technical: Defined benefit plans, Foundational
  • Employee benefit plan auditing: Technical: Health & welfare plans, Foundational
  • Employee benefit plan auditing: Technical: Multiemployer plans, Foundational
  • Employee benefit plan auditing: Technical: ESOPs, Foundational

Comments/Reflections