SEC Reporting 
Who Will Benefit?
- Seniors, managers, and partners in public practice with SEC registrants as clients
- Financial reporting managers of registrants, or companies planning to go public
Key Topics
- Overview of going public and the function of the SEC
- Review of regulations S-X and S-K and significant SEC guidance
- Actual filings of publicly-traded companies
- Latest SEC developments and hot buttons
Learning Objectives
- Identify reporting requirements of regulations S-X, S-K, and SOX.
- Identify key required disclosures on Forms 10-K, 10-Q, 8-K and Schedule 14A.
Stay on top of the latest rules!
Are you confident about how the latest SEC rules will affect the financial reports of your clients?
This comprehensive CPE course clarifies new, difficult, and important reporting and disclosure requirements for SEC Reporting. You'll learn:
- The latest SEC developments and hot buttons.
- How to apply regulations S-X, S-K, and other SEC guidance.
- How to prepare and review financial statements and their related disclosures.
This course has also been updated for AS 3101, The Auditor's Report on an Audit of Financial Statements When the Auditor Expresses an Unqualified Opinion.
- Management accounting: Technical: Financial accounting & reporting: Financial reporting & compliance, Foundational
- Management accounting: Technical: Financial accounting & reporting: Financial reporting & compliance, Intermediate
- Financial accounting & reporting: Technical: SEC regulatory compliance & reporting, Foundational
- Financial accounting & reporting: Technical: SEC regulatory compliance & reporting, Intermediate
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